← Back to Subjects

Analytical Positivism: Command Theory & Pure Theory of Law

Analytical Positivism (Legal Positivism) is a school of thought that analyzes law as it is (posited by human authority), completely separating it from what it ought to be (morals/ethics).

1. John Austin's Command Theory

Austin, known as the father of English jurisprudence, asserted that:

"Law is the command of the sovereign, backed by sanction, and obliging a duty."
The three essential elements of Austinian law are:
  1. Command: A general instruction issued by a political superior expressing a desire and a consequence for non-compliance.
  2. Sovereign: A politically superior entity who receives habitual obedience from the bulk of society and does not habitually obey any other human superior.
  3. Sanction: The threat of punishment or evil implemented to enforce compliance.
Criticism: This theory ignores customs, international laws, and treats constitutional limitations as mere positive morality.

2. H.L.A. Hart's Union of Primary & Secondary Rules

Hart criticized Austin's "coercive orders" model, defining law instead as a union of two sets of rules:

  • Primary Rules: Rules that impose duties on citizens to do or abstain from certain actions (e.g., criminal law).
  • Secondary Rules: Rules that confer powers on authorities to introduce, modify, or adjudicate primary rules. Hart identified three secondary rules to address the defects of primary rules:
    1. Rules of Change: Steps to legislate and alter primary rules.
    2. Rules of Adjudication: Empowering courts to resolve disputes.
    3. Rule of Recognition: The ultimate criteria to identify valid laws.

3. Hans Kelsen's Pure Theory of Law

Kelsen sought to keep legal science "pure" of external elements like politics, sociology, history, or morality.

  • Law as a Normative Hierarchy: Kelsen defined law as a system of "oughts" (norms). A legal norm derives its validity from a higher norm.
  • The Grundnorm: At the apex of this normative pyramid lies the Grundnorm (basic norm), which is the absolute, assumed starting point of a legal system (e.g., the Constitution). All lower norms must conform to the Grundnorm to be valid.