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Share Capital: Kinds, Allotment & Buyback

The share capital of a company is divided into shares, representing the bundle of rights and obligations of a shareholder.

1. Kinds of Share Capital (Section 43)

  1. Equity Share Capital: Represents ownership capital.
    • With voting rights; or
    • With differential rights as to dividend, voting, or otherwise.
  2. Preference Share Capital: Carries a preferential right to:
    • Payment of dividend (fixed rate/amount) before equity shareholders.
    • Repayment of capital upon winding up before equity shareholders.

2. Allotment of Shares

Allotment is the appropriation of a specific number of unissued shares to an applicant. A valid allotment requires:

  • Filing a valid prospectus.
  • Raising the Minimum Subscription (90% of the issue) under Section 39.
  • Filing a return of allotment (Form PAS-3) with the ROC within 30 days.

3. Buyback of Shares (Section 68)

A company may purchase its own shares out of its free reserves, securities premium account, or proceeds of any shares. The buyback must be authorized by the AOA and a special resolution, and cannot exceed 25% of the total paid-up capital and free reserves in a financial year.